3(16) Administrative Fiduciary for 401(K) Plans
We take on the most complex and headache-prone parts of running a 401(k) plan—so plan sponsors and advisors don’t have to.
Firm OverviewBacked by a team serving 2,500+ retirement plans
Proprietary internal operating system
independent, Long-Term ownership
Comprehensive 3(16) Offering
WHAT DO WE DO
We Handle the day-to-day administrative work required to keep your
retirement plan running Hassle-Free.
Eligibility tracking
new participant enrollment
Distributions and loans processing
required legal notice delivery
payroll / Deferral processing
Recordkeeper Service Coordination
The RealityWITHOUT 401K SAFE
Administrative complexity in 401(k)
plans is only increasing
Everyone is short on time and there are countless hours wasted internally on 401(k) plans
Hiring is hard - and using internal staff to run your 401(k) plan is a costly use of their time
The areas most likely to cause issues in a DOL or IRS audit are operational, not investment-related
WITH 401K SAFE
Our SolutionWe serve as your outsourced HR and Finance teams dedicated specifically to running the 401(k) plan.
We give the advisor and client their time back to better focus on building their business
We save you payroll cost by not allocating expensive, internal staff time to tasks that we can handle far quicker and cheaper than you can
We take on responsibility for the most error-prone areas and reduce your fiduciary risk
WHO WE SERVE
Deep partnerships across the Retirement Ecosystem
Reduce administrative burden and fiduciary exposure
Plan Sponsors
Financial Advisors
Deliver better service and scale retirement splan business
Recordkeepers
Improve implementation, service, and retention